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Receiving Accuracy — ASN compliance defect
Manual dispute
Receive Process · unit G7
North America
Europe

1 Definition

You must submit an ASN for every shipment, regardless of freight type, size, or payment terms. A receiving accuracy chargeback for an ASN compliance defect occurs when your ASN has one of the following issues at receiving. [1][2]

2 What triggers it & how to prevent it Final composition for this type

Receiving Accuracy · ASN compliance defect — the ASN data itself fails compliance at receive Amazon action Vendor action Vendor — one ASN per shipment ASN compliance defects Amazon records at receive ASN — EDI 856 / DESADV LP label SSCC-0001 PO PO-12345 Quantity 120 units Expiry 2027-03-01 Submitted 6 h before arrival Vendor — one ASN per pallet or box Submission timing ✕ Late ASN — not sent before the shipment reaches the FC ✕ Pending ASN — left in draft or never submitted ✕ Missing ASN — none received for the shipment Submit at least 6 h before arrival, or before pickup Structure and identity ✕ Multiple ASNs matched to one pallet or box ✕ LP label reused within the same ASN ✕ ASN structure or quantity mismatch ✕ Pallet or box label does not match the ASN Expiry dates ✕ Missing expiry date ✕ Less than 30 days at receipt ✕ 30 to 90 days — too close ✕ Too far ahead — 3 or 5 years by product category Windows run from the ASN creation date · 11 sub-defects Tiered by 12-week compliance rate · Amazon (billing) Above 95% → 2% PCOG 70 to 95% → 4% PCOG Below 70% → 6% PCOG Exception · expiration date less than 30 days = 100% PCOG + $2 per unit at every tier
✕ What triggers it

Eleven sub-defects [1]:

#Sub-defectMeaning
1Multiple ASNs submittedMore than one ASN matches directly to the same pallet or box. Each pallet/box must have only one ASN; multiple POs on one pallet must be consolidated into one ASN [1]
2LP label reused within the same ASNThe content label was provided multiple times within the same ASN. Each content label must be unique and mapped to a single container. Exception: LP labels may repeat if you use EDI, the container holds multiple ASINs or POs, and the ASN is in consolidated format — then one LP label can appear in different POs within the ASN [1]
3Late ASNASN not sent before the shipment arrives at the FC [1]
4Pending ASN submissionASN left in draft status, or created but never submitted [1]
5ASN structure or quantity mismatchASN structure doesn't match the physical labeling when automation is used — package LP labels must be at package level, pallet LP labels at tare/pallet level. Or ASN quantities don't match the physical items received [1]
6Missing expiration dateMissing expiration date for items that expire [1]
7Expiration date is less than 30 daysExpiration date at receipt is in the past, or less than 30 days away [1]
8Expiration date is too close to expirationExpiration date is between 30 and 90 days away [1]
9Expiration date is too far in the futureExpiration date is beyond the maximum future horizon — thresholds differ by region, see below [1][2]
10Pallet or box scannable label does not match ASNLabel information doesn't match the ASN SKU due to typos or missing characters [1]
11Missing ASNNo ASN received for the shipment, or content label information missing from the ASN [1]
  • Expiration windows (sub-defects 7–9) are measured from the ASN creation date [1]
  • Too-far-in-the-future thresholds — 3 or more years (1,095 days) for Grocery, Pantry, Drugstore, Sports, SDP Miscellaneous, Office Products, Lawn and Garden, Outdoors; 5 or more years (1,825 days) for Baby, BISS, Kitchen, Health and Personal Care, Personal Care Appliances, Pet Supplies, Tools & Building Supplies, Home, Home Improvement, Beauty, Luxury Beauty [1]
  • Direct Import — upload SSCC label information to the CDS portal at least five days before shipment. Responsibility by shipment type: GXD + GPE → GXD generates and uploads; all other combinations → the vendor generates and uploads [1]
  • Amazon Fresh — use the appointment reference number instead of an inbound shipment delivery number; do not add PO numbers, only PRO or BOL [1]
  • Amazon treats all product date indicators as expiration dates — sell by, use by, best by, best before, best if used by [1]
Internal note — not shown in productCS Excel 只列了 10 个子缺陷,漏 LP Label Reused Within The Same ASN(校验报告 P3-5)。
✓ How to prevent it
  • Submit an ASN for every shipment, regardless of freight type, size, or payment terms [1][2]
  • Submit at least six hours before the shipment arrives — or before the carrier leaves your location for local deliveries [1][2]
  • Best practice: submit within 30 minutes after the carrier picks up your shipment [1][2]
  • Submit each ASN individually, not in batches; then check Shipments to confirm transmission — a "Late ASN" status means it was not sent [1][2]
  • Assign only one ASN per carton or pallet; consolidate multiple POs into one ASN [1]
  • When updating a submitted ASN, resubmit the entire ASN; for EDI use the "05" qualifier in the BSN segment to mark a replacement [1][2]
  • Ensure the carrier's PRO and BOL match your ASN; resubmit if the carrier updates the PRO [1][2]
  • Include item-level expiration dates; keep catalog expiration requirements up to date; never ship expired or nearly expired products [1][2]
  • If using EDI, review your EDI 856 map against the current specification [1][2]
  • Monitor EDI certification and transmission status on the Operational Analytics dashboard [1][2]
Designer note (internal)
Internal note — not shown in productG6/G7 匹配型 · ASN 侧。中心为 ASN 文档卡,四周挂 11 个子缺陷标记(EU 版 12 个),按性质分三组着色:
- 提交时效组(Late / Pending / Missing)—— 配时钟,标 ≥ 6h before arrival / ≤ 30 min after pickup
- 结构组(Multiple ASNs / LP reused / Structure mismatch / Label mismatch)—— 配托盘-箱-ASN 三层结构图
- 效期组(NA 4 个 / EU 5 个)—— 配日期轴,标 < 30 days(红,费率不分档)、30–90 days、NA ≥ 3 yr / ≥ 5 yr、EU > 10 yr
费率区按大区切换渲染(NA 三档表 / EU 固定额表)。

3 Chargeback fee

ModelRate
Tiered by 12-week compliance rate [1]Above 95% → 2% PCOG; 70–95% → 4% PCOG; below 70% → 6% PCOG. Exception: Expiration Date Is Less Than 30 Days = 100% PCOG + $2/unit in all three tiers — it does not scale with compliance [1]
Internal note — not shown in product校验报告 P4-4 悬案已解决 —— CS 的 "85% PCOGS" 出处即 EU(UK)页,EU 是 85% PCOGS + GBP 1.50/unit,NA 是 100% PCOG + $2/unit。
◻ Official exemptions — not displayed: Amazon publishes no exemption for this type

5 Documents required for dispute

Submit within 30 days [1]:

  1. For missing ASN information — Vendor Central screenshot or EDI 856 XML/text showing the label barcode information (SSCC or AMZNCC) and submission time [1][2]
  2. For appointment verification — appointment confirmation showing PRO or BOL and PO information [1][2]
  3. For expiration date issues — a screenshot showing the expiration date in your ASN, or documentation proving the product does not expire [1][2]
  • The "does not expire" documentation is required only for the Missing Expiration Date sub-type [1]

6 Evidence examples

✓ Approved submission
✓ Approved submission
✕ Denied submission
✕ Denied submission
7 References

[1][2] Receiving accuracy chargebacks — Amazon Vendor Central (US) ↗

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